Full observability. Every decision.

An immutable audit trail of every compliance check — with real-time dashboards, regulatory exports, and drill-down to source evidence. No manual compilation, ever.

Audit ledger · Q4 2026

Collaborative Workflow Management

  • 14,821 Cases
  • 2.3% Flag rate
  • 2.8m Avg review
  • 99% SLA met
ID Workflow Client Current Step Days Owner Priority
CS-8821 Mortgage · Suitability AR · Pivotal Policy rule v3.2 applied 0 AA AutoClosed
CS-8822 Mortgage · Affordability AR · Northern MCOB 11 stress fail 0 CC. Lin High
CS-8823 Pre-underwriting AR · Keystone LTI stress pass 0 AA AutoClosed
CS-8824 Case review AR · Pivotal MCOB 11 review 0 SS. Ayoub Host

Capabilities

Always audit-ready. Zero manual effort.

Immutable audit log

Every compliance check recorded with the rule version, input data, and result — tamper-proof, time-stamped, and permanently retained.

Real-time dashboard

Live view of case throughput, flag rates, and compliance performance across your entire book — no refresh required.

Regulatory export

One-click exports formatted for FCA supervision, s166 reviews, and internal audit committees. No manual assembly.

Trend analysis

Tracks compliance performance over time — identifying emerging risk patterns before they become incidents or regulatory findings.

Per-adviser reporting

Drill into compliance rates by adviser, product type, or region — with source evidence for every flagged case.

Integration-ready

Audit data available via API for ingestion into your existing GRC, BI, or compliance tooling. No walled garden.

Audit posture

“We handed the FCA a full case-level export in four minutes. They asked how we did that.”

  • 100% Auditable at case level
  • 7 years Immutable retention
  • Real-time Dashboard, live alerts

How it works

From decision to dashboard to regulator, in one pipeline.

  1. Every check automatically logged
    Each compliance decision — pass, fail, or flag — is written to an immutable audit log with the rule version and source evidence attached.

  2. Live dashboard and alerts
    Real-time view of compliance performance across your book. Anomalies surface as they happen, not in next week's report.

  3. Export on demand
    Pull structured reports for FCA supervisors, internal audit, or executive review — in the format they need, instantly.

100% auditable. Zero manual effort.

See Curvestone's Reporting & Audit Trail applied to your compliance operation in a 30-minute demo.